Rupert James Dougall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (24 May 2011 to 6 Mar 2016)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF29 Significant management (1 Nov 2007 to 11 Apr 2008)
    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Feb 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.