Rupert Ivor Lamb Gorman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 19 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2025)
  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Client dealing (1 Apr 2024 to 10 Jul 2025)
    • [FCA CF] Functions requiring qualifications (1 Apr 2024 to 10 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.