Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Arc & Co Structured Finance Limited
FRN 655448
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2020)
-
- CF30 Customer (1 Nov 2007 to 15 Oct 2012)
- CF21 Investment Adviser (28 Apr 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Mar 2004 to 28 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.