Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 15 Oct 2012)
    • CF21 Investment Adviser (28 Apr 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Mar 2004 to 28 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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