Rupert Henry Mingay

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank Corporate Markets Plc (no longer approved here)
FRN 763256
- SMF4 Chief Risk (6 Jan 2023 to 24 Mar 2026)
- SMF10 Chair of the Risk Committee (11 Apr 2022 to 30 Sep 2022)
NatWest Markets Plc (no longer approved here)
FRN 121882
- [FCA CF] Manager of certification employee (23 Jan 2019 to 31 Dec 2021)
- [FCA CF] Material risk taker (23 Jan 2019 to 31 Dec 2021)
Standard Chartered Bank (no longer approved here)
FRN 114276
- CF28 Systems and controls (1 Apr 2014 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.