Rupert Graham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citadel Securities (Europe) Limited (no longer approved here)

    FRN 447450

    • [FCA CF] Manager of certification employee (10 Feb 2020 to 5 Mar 2021)
    • [FCA CF] Material risk taker (10 Feb 2020 to 5 Mar 2021)
    • [FCA CF] Significant management (10 Feb 2020 to 5 Mar 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 5 Mar 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 5 Mar 2021)
    • CF30 Customer (4 Jan 2018 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (27 Dec 2007 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.