Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (23 Jul 2013 to 15 Apr 2014)
    • CF30 Customer (1 Nov 2007 to 6 Apr 2015)
    • CF21 Investment Adviser (24 Feb 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (23 Jul 2013 to 15 Apr 2014)
    • CF30 Customer (1 Nov 2007 to 6 Apr 2015)
    • CF21 Investment Adviser (24 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.