Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (1 Nov 2007 to 30 Nov 2010)
    • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (2 Jun 2003 to 30 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.