Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (3 Mar 2015 to 19 Feb 2016)
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- CF10 Compliance Oversight (4 Jun 2004 to 22 Mar 2006)
- CF11 Money Laundering Reporting (4 Jun 2004 to 22 Mar 2006)
- CF21 Investment Adviser (29 Aug 2003 to 31 Mar 2006)
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- CF21 Investment Adviser (24 Apr 2002 to 19 Mar 2003)
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- CF21 Investment Adviser (24 Apr 2002 to 25 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.