Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CF SUSTAINABLE INVESTMENTS LLP (no longer approved here)

    FRN 623197

    • CF30 Customer (3 Mar 2015 to 19 Feb 2016)
  • Matterhorn Investment Management LLP (no longer approved here)

    FRN 219755

    • CF10 Compliance Oversight (4 Jun 2004 to 22 Mar 2006)
    • CF11 Money Laundering Reporting (4 Jun 2004 to 22 Mar 2006)
    • CF21 Investment Adviser (29 Aug 2003 to 31 Mar 2006)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (24 Apr 2002 to 19 Mar 2003)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (24 Apr 2002 to 25 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.