Rupert Charles Maximilian Heggs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [PRA CF] Significant risk taker or Material risk taker (1 May 2020 to 14 Jan 2021)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 14 Jan 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • RATHBONES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 144266

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF27 Investment Management (6 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jan 2002 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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