Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Algorithmic trading (29 Nov 2021 to 20 Oct 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Nov 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 20 Oct 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (10 Jan 2017 to 16 Jan 2019)
    • [FCA CF] Material risk taker (10 Jan 2017 to 16 Jan 2019)
    • [FCA CF] Client dealing (10 Jan 2017 to 16 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.