Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 25 Aug 2020)
    • Appointed representative dealing with clients for which they require qualification (since 16 Apr 2020)
    • CF30 Customer (since 15 Apr 2020)
  • R C Wealth Ltd

    FRN 924104

    • (1)Employed By (since 15 Apr 2020)
  • Citibank UK Limited (no longer approved here)

    FRN 805574

    • [FCA CF] Client dealing (16 Sep 2019 to 3 Feb 2020)
    • [FCA CF] Functions requiring qualifications (16 Sep 2019 to 2 Mar 2020)
    • [FCA CF] Manager of certification employee (16 Sep 2019 to 3 Feb 2020)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (14 Aug 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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