Rupa Mistry

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSHING SECURITIES LIMITED

    FRN 146576

    • [FCA CF] Client dealing (since 1 Oct 2025)
  • The Bank of New York Mellon

    FRN 122467

    • [FCA CF] Algorithmic trading (since 18 Sep 2025)
    • [FCA CF] Client dealing (since 18 Sep 2025)
    • [FCA CF] Algorithmic trading (10 Mar 2025 to 1 Sep 2025)
    • [FCA CF] Client dealing (10 Mar 2025 to 1 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.