Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Manager of certification employee (since 29 Aug 2025)
- [FCA CF] Client dealing (since 4 Nov 2024)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 29 Aug 2025)
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Material risk taker (since 4 Nov 2024)
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- [FCA CF] Client dealing (19 Jul 2023 to 16 Aug 2024)
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- [PRA CF] Significant risk taker or Material risk taker (1 Apr 2022 to 6 Jul 2023)
- [FCA CF] Material risk taker (1 Apr 2022 to 6 Jul 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 6 Jul 2023)
- CF30 Customer (20 Nov 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.