Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • William O'Neil & Co. Incorporated (no longer approved here)

    FRN 534569

    • [FCA CF] Functions requiring qualifications (11 Mar 2020 to 21 Jun 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (24 Jul 2017 to 3 Feb 2020)
    • CF30 Customer (9 Dec 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.