Rudolf Mark Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (17 Feb 2021 to 31 Dec 2025)
    • [FCA CF] Functions requiring qualifications (17 Feb 2021 to 31 Dec 2025)
    • CF30 Customer (7 Aug 2013 to 8 Dec 2019)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (5 Jul 2010 to 29 Oct 2011)
  • Optimum Financial Group Limited (no longer approved here)

    FRN 215761

    • (10)Employed By (1 Dec 2001 to 5 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.