Rubina Kausar Chaudhry

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 27 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 27 Mar 2025)
    • [FCA CF] Client dealing (14 Nov 2022 to 29 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Aug 2022)
    • CF30 Customer (16 Sep 2015 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (29 Nov 2006 to 1 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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