Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (20 Oct 2020 to 14 Aug 2023)
- SMF3 Executive Director (9 Dec 2019 to 21 Oct 2020)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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- CF29 Significant management (1 Nov 2007 to 8 Nov 2017)
- CF20 Significant Mgt (Settlements) (13 Sep 2004 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (13 Sep 2004 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 6 Mar 2016)
- CF3 Chief Executive (1 Dec 2001 to 23 Sep 2010)
- CF1 Director (1 Dec 2001 to 8 Nov 2017)
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- CF1 Director (AR) (12 May 2005 to 30 Sep 2010)
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- Employed By (10 Jan 2005 to 30 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.