Roy Watton

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (AR) (26 Oct 2007 to 6 Apr 2017)
    • CF21 Investment Adviser (15 Nov 2004 to 31 Oct 2007)
  • Portal Financial Management Ltd (no longer approved here)

    FRN 472293

    • (5)Employed By (25 Oct 2007 to 6 Apr 2017)
  • R S P (Financial Services) Ltd (no longer approved here)

    FRN 178806

    • (1)Employed By (1 Oct 1998 to 25 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.