Roy Thomas Martins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finex LLP (no longer approved here)

    FRN 507537

    • CF30 Customer (12 Mar 2025 to 26 Aug 2025)
  • HURRICANE CAPITAL ADVISORS UK LIMITED (no longer approved here)

    FRN 1023486

    • (1)Employed By (12 Mar 2025 to 26 Aug 2025)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • [FCA CF] Client dealing (5 Oct 2022 to 30 Aug 2024)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (3 Jun 2019 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (3 Jun 2019 to 30 Jun 2022)
    • [FCA CF] Material risk taker (3 Jun 2019 to 30 Jun 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 14 Feb 2014)
    • CF29 Significant management (1 Nov 2007 to 25 Oct 2013)
    • CF16 Significant Mgt (Desgntd Investment Business) (2 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • CF21 Investment Adviser (25 Jan 2002 to 30 Apr 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.