Roy Thomas Blackwood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (3 Sep 2018 to 1 Jul 2019)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (23 Jul 2008 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (18 Nov 2003 to 20 Apr 2004)
- CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (21 Oct 2005 to 22 Nov 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (21 Oct 2005 to 22 Nov 2005)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF21 Investment Adviser (14 Jul 2003 to 14 Jul 2003)
- CF22 Investment Adviser (Trainee) (24 May 2002 to 14 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.