Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Dec 2004)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Dec 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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