Roy Ling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Roy Ling Limited (no longer approved here)

    FRN 472551

    • SMF1 Chief Executive (9 Dec 2019 to 4 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 4 Jan 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Jan 2023)
    • CF1 Director (25 Apr 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Apr 2008 to 31 Mar 2009)
    • CF3 Chief Executive (25 Apr 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Apr 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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