Roy Gordon Alexander Gill

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gill Financial Services Limited (no longer approved here)

    FRN 523237

    • SMF3 Executive Director (9 Dec 2019 to 16 Sep 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jan 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Jan 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Jan 2022)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 20 Jan 2022)
    • CF30 Customer (26 Jul 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Jul 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Jul 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (26 Jul 2010 to 8 Dec 2019)
    • CF1 Director (26 Jul 2010 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (5 Nov 2010 to 18 Nov 2010)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 6 Oct 2010)
    • CF21 Investment Adviser (7 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 7 Nov 2003)
  • Direct Financial Services Tayside (no longer approved here)

    FRN 188272

    • Employed By (24 Dec 1999 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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