Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2020)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (27 Aug 2008 to 26 Apr 2009)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2008)
- CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Nov 2004 to 4 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.