Roy Brand

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Aug 2019)
    • CF30 Customer (since 21 Feb 2008)
    • CF21 Investment Adviser (29 Apr 2005 to 18 Jan 2006)
    • CF22 Investment Adviser (Trainee) (30 Dec 2004 to 29 Apr 2005)
  • CFS Wealth Planning Limited

    FRN 911510

    • Employed By (since 22 Jul 2019)
  • CFS Wealth Management LLP (no longer approved here)

    FRN 220844

    • Employed By (21 Feb 2008 to 25 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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