Roy Austin Ferretti

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- CF30 Customer (28 Apr 2014 to 5 May 2017)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (20 Sep 2011 to 31 Jul 2014)
Johnson Ferretti & Co (no longer approved here)
FRN 564316
- Employed By (20 Sep 2011 to 31 Jul 2014)
TenetConnect Services Limited (no longer approved here)
FRN 150643
- CF30 Customer (18 Aug 2009 to 27 Sep 2011)
Berkeley St James Finance Limited (no longer approved here)
FRN 183339
- Employed By (18 Aug 2009 to 27 Sep 2011)
Sense Network Limited (no longer approved here)
FRN 465124
- CF30 Customer (17 Nov 2008 to 27 Oct 2009)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (23 Feb 2005 to 20 Dec 2006)
- CF22 Investment Adviser (Trainee) (24 Aug 2004 to 23 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.