Roy Alan Bowden

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sterling & Law Group Plc (no longer approved here)
FRN 216784
- CF30 Customer (1 Nov 2007 to 14 Nov 2008)
- CF21 Investment Adviser (23 Dec 2004 to 31 Oct 2007)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (29 Oct 2004 to 28 Jan 2005)
- CF22 Investment Adviser (Trainee) (23 Jun 2004 to 29 Oct 2004)
- CF7 Sole Trader (AR) (23 Jun 2004 to 28 Jan 2005)
Roy Bowden (no longer approved here)
FRN 401382
- (1)Employed By (23 Jun 2004 to 28 Jan 2005)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.