Rowland Arthur Screen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Your Essential Services (no longer approved here)
FRN 435665
- Employed By (11 Feb 2009 to 29 Jul 2010)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF4 Partner (AR) (6 Dec 2007 to 3 Dec 2008)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF22 Investment Adviser (Trainee) (6 May 2003 to 30 Apr 2004)
- CF4 Partner (AR) (6 May 2003 to 30 Apr 2004)
Spectrum Insurance & Financial Consultants (no longer approved here)
FRN 224367
- (2)Employed By (6 May 2003 to 30 Apr 2004)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.