Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Northern Trust Company
FRN 122020
- [FCA CF] Client dealing (since 13 Oct 2025)
- [FCA CF] Manager of certification employee (since 13 Oct 2025)
- [FCA CF] Material risk taker (since 13 Oct 2025)
- [FCA CF] Significant management (since 13 Oct 2025)
- [FCA CF] Algorithmic trading (11 Apr 2018 to 9 Jan 2019)
- CF30 Customer (19 Apr 2010 to 6 Mar 2016)
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Significant management (since 13 Oct 2025)
- [FCA CF] Client dealing (since 13 Oct 2025)
- [FCA CF] Manager of certification employee (since 13 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.