Rowan Alston

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Manager of certification employee (28 May 2023 to 12 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 12 Jan 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jan 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Jan 2024)
    • CF30 Customer (7 Oct 2013 to 6 Mar 2016)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Manager of certification employee (28 May 2023 to 12 Jan 2024)
    • [FCA CF] Client dealing (15 Mar 2021 to 12 Jan 2024)
    • [FCA CF] Material risk taker (15 Mar 2021 to 12 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (15 Mar 2021 to 12 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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