Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (23 Jul 2024 to 22 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (23 Jul 2024 to 22 Jan 2026)
- SMF4 Chief Risk (23 Jul 2024 to 22 Jan 2026)
- [FCA CF] Material risk taker (9 Dec 2019 to 27 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.