Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (23 Nov 2005 to 6 Jun 2006)
- CF7 Sole Trader (AR) (23 Nov 2005 to 31 Jan 2007)
-
The Rayburn Group Ltd
FRN 441856
- (1)Employed By (since 23 Nov 2005)
-
- Employed By (8 Jul 1999 to 2 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.