Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Nov 2005 to 6 Jun 2006)
    • CF7 Sole Trader (AR) (23 Nov 2005 to 31 Jan 2007)
    • (1)Employed By (since 23 Nov 2005)
  • The Rayburn Group Ltd (554) (no longer approved here)

    FRN 192064

    • Employed By (8 Jul 1999 to 2 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.