Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NINETY ONE UK LIMITED (no longer approved here)

    FRN 122420

    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 23 Sep 2022)
    • [FCA CF] Client dealing (25 Nov 2020 to 23 Sep 2022)
    • CF30 Customer (14 Mar 2011 to 8 Dec 2019)
  • Ninety One Fund Managers UK Limited (no longer approved here)

    FRN 145007

    • [FCA CF] Client dealing (25 Nov 2020 to 23 Sep 2022)
    • [FCA CF] Functions requiring qualifications (25 Nov 2020 to 23 Sep 2022)
    • CF30 Customer (14 Mar 2011 to 8 Dec 2019)
  • The Governor and Company of the Bank of Ireland (no longer approved here)

    FRN 204721

    • CF30 Customer (1 Nov 2007 to 19 Jan 2011)
    • CF26 Customer Trading (3 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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