Ross William James Baldock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 17 Jul 2024)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • CF30 Customer (5 Nov 2008 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 3 Oct 2008)
    • CF21 Investment Adviser (26 Sep 2007 to 31 Oct 2007)
    • CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF21 Investment Adviser (2 Apr 2007 to 8 Aug 2007)
    • CF27 Investment Management (2 Apr 2007 to 8 Aug 2007)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2005)
    • CF27 Investment Management (1 Dec 2001 to 31 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

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