Ross William George Avis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetLime Limited

    FRN 311266

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (28 Apr 2009 to 2 Oct 2009)
  • Ross Avis (no longer approved here)

    FRN 442309

    • (2)Employed By (8 Dec 2005 to 8 Dec 2008)
  • Hasson Associates Ltd (no longer approved here)

    FRN 192313

    • Employed By (26 Jul 2005 to 5 Dec 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (10 Nov 2004 to 28 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ross Avis

  2. controlled function added: (2)Employed By at Ross Avis