Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (21 Jun 2005 to 31 Mar 2013)
    • CF27 Investment Management (21 Jun 2005 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (1 Dec 2001 to 11 Mar 2005)
    • CF1 Director (1 Dec 2001 to 11 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.