Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 5 Jul 2022)
- [FCA CF] Client dealing (since 19 Nov 2021)
- [FCA CF] Material risk taker (since 8 Nov 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Nov 2021)
- CF30 Customer (1 Nov 2007 to 24 Jun 2011)
- CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
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- [FCA CF] Client dealing (7 Sep 2016 to 6 Nov 2021)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Nov 2021)
- CF30 Customer (27 Jan 2014 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (7 Sep 2016 to 6 Nov 2021)
- [FCA CF] Client dealing (7 Sep 2016 to 6 Nov 2021)
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- CF30 Customer (12 Oct 2011 to 18 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.