Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 8 Oct 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (24 Sep 2018 to 1 May 2024)
    • [FCA CF] Client dealing (24 Sep 2018 to 1 May 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Aug 2004 to 17 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.