Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 8 Oct 2024)
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- [FCA CF] Manager of certification employee (24 Sep 2018 to 1 May 2024)
- [FCA CF] Client dealing (24 Sep 2018 to 1 May 2024)
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- CF30 Customer (11 Apr 2013 to 6 Mar 2016)
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- CF30 Customer (21 Mar 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 1 Jun 2009)
- CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (11 Aug 2004 to 17 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.