Ross Paul Marley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kyte Broking Limited

    FRN 174863

    • [FCA CF] Client dealing (since 13 Sep 2023)
    • CF30 Customer (11 Dec 2019 to 8 Sep 2023)
  • Market Securities LLP (no longer approved here)

    FRN 519097

    • (203)Employed By (11 Dec 2019 to 16 Jun 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (19 Jul 2018 to 16 Jun 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Apr 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 16 Jun 2019)
    • CF30 Customer (29 Nov 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (19 Jul 2018 to 16 Jun 2019)
    • [FCA CF] Material risk taker (17 May 2017 to 16 Jun 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Apr 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 16 Jun 2019)
    • CF30 Customer (15 Jul 2013 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (28 Nov 2014 to 16 Jun 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (16 Jun 2010 to 13 May 2013)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (2 Jun 2003 to 13 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.