Ross Michael Hammond

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investec Bank PLC
FRN 172330
- [FCA CF] Manager of certification employee (since 4 Aug 2024)
- [FCA CF] Client dealing (since 30 Aug 2022)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2022)
- CF30 Customer (21 Oct 2019 to 8 Dec 2019)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- CF30 Customer (16 Apr 2018 to 18 Oct 2019)
WINTERFLOOD SECURITIES LIMITED (no longer approved here)
FRN 141455
- CF30 Customer (7 Jul 2016 to 13 Apr 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.