Ross Mark Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited

    FRN 581304

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2023)
    • [FCA CF] Client dealing (since 6 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Nov 2022)
    • CF30 Customer (17 Aug 2016 to 14 Nov 2022)
  • KWM Wealth Ltd (no longer approved here)

    FRN 516056

    • Employed By (17 Aug 2016 to 14 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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