Ross Lavery

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 4 Nov 2025)
- [FCA CF] Significant management (since 4 Nov 2025)
Millennium Capital Partners LLP (no longer approved here)
FRN 439327
- [FCA CF] Client dealing (9 Dec 2019 to 25 Jun 2025)
- CF30 Customer (2 Mar 2017 to 8 Dec 2019)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (5 Nov 2008 to 10 Apr 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (14 Oct 2008 to 31 Oct 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.