Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CheckRisk LLP
FRN 490575
- 10. Broker fund adviser
- 11. Pension transfer specialist
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
- [FCA CF] Significant management (since 10 Dec 2019)
- CF30 Customer (7 Jan 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.