Ross James Mitchinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Manager of certification employee (since 25 Apr 2024)
    • [FCA CF] Client dealing (since 25 Apr 2024)
    • [FCA CF] Significant management (since 25 Apr 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
  • Numis Securities Limited

    FRN 144822

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (30 Apr 2012 to 8 Dec 2019)
    • CF30 Customer (10 Dec 2008 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.