Ross James Laughton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 7 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (since 5 Apr 2023)
    • CF30 Customer (since 30 Mar 2023)
  • Quilter Mortgage Planning Limited

    FRN 440718

    • CF1 Director (AR) (since 7 Aug 2023)
  • Harper's Financial Services Ltd

    FRN 931910

    • (1)Employed By (since 30 Mar 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Sep 2022)
    • CF1 Director (AR) (8 Oct 2012 to 5 Aug 2018)
    • CF30 Customer (1 Nov 2007 to 21 Sep 2022)
    • CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (6 Aug 2018 to 21 Sep 2022)
  • Elite Financial & Mortgage Services Ltd (no longer approved here)

    FRN 215088

    • (16)Employed By (1 May 2007 to 6 Aug 2018)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (4 May 2006 to 16 Jun 2006)
    • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 4 May 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (4 May 2006 to 16 Jun 2006)
    • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 4 May 2006)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (26 Sep 2003 to 3 Sep 2004)
    • CF22 Investment Adviser (Trainee) (18 Dec 2002 to 26 Sep 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF21 Investment Adviser (26 Sep 2003 to 3 Sep 2004)
    • CF22 Investment Adviser (Trainee) (18 Dec 2002 to 26 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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