Ross James Grand

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Richard Tidy & Partners Wealth Management Ltd
FRN 749978
- (4)Employed By (since 21 Sep 2023)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 25 Apr 2023)
- Appointed representative dealing with clients for which they require qualification (since 21 Nov 2022)
Ross Grand (no longer approved here)
FRN 995280
- (1)Employed By (25 Apr 2023 to 2 Oct 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.