Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Jan 2024)
    • CF1 Director (AR) (since 10 Jan 2024)
    • CF30 Customer (since 10 Jan 2024)
    • (3)Employed By (since 10 Jan 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2023)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (31 Mar 2015 to 11 May 2017)
  • Anderson Strathern Asset Management Limited (no longer approved here)

    FRN 552925

    • CF30 Customer (6 Dec 2012 to 16 Jan 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.