Ross Grater

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Argan Capital Advisors LLP
FRN 454382
- [FCA CF] Client dealing (since 1 Jul 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (11 Dec 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (11 Dec 2017 to 8 Dec 2019)
- CF4 Partner (1 Mar 2012 to 8 Dec 2019)
- CF28 Systems and controls (1 Mar 2012 to 8 Dec 2019)
MET Facilities LLP (no longer approved here)
FRN 587084
- CF1 Director (AR) (15 Feb 2016 to 17 May 2017)
- CF30 Customer (15 Feb 2016 to 17 May 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.