Ross Duncan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (10 Oct 2022 to 20 Mar 2026)
- [FCA CF] Material risk taker (31 May 2018 to 20 Mar 2026)
- [FCA CF] Manager of certification employee (5 Oct 2017 to 20 Mar 2026)
- CF30 Customer (17 Dec 2009 to 23 Sep 2011)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (20 Dec 2011 to 31 Jul 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.