Ross David Penman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tweed Wealth Management Ltd

    FRN 610278

    • Employed By (since 2 May 2024)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 26 Oct 2012)
    • CF1 Director (AR) (4 Feb 2015 to 22 May 2024)
  • Capital Wealth Consultants Ltd (no longer approved here)

    FRN 590026

    • Employed By (28 Jan 2015 to 17 May 2024)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (54)Employed By (17 Jul 2008 to 6 Nov 2012)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (17 Jul 2008 to 6 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 27 Jun 2008)
    • CF22 Investment Adviser (Trainee) (27 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (54)Employed By at One Financial Planning Ltd